Forms & Downloads
For your convenience we have provided Financial and Government forms that may be downloaded, completed and returned to our office for processing. Please feel free to contact us for assistance with completion.
Government forms
Financial Forms
Know Your Client Update Form
This form is used annually to update and verify all your personal information.
DOWNLOADMFC Processing Instruction Form
This form authorizes Mackenzie Financial to convert maximum allowable units with no sales charges from Deferred Sales Charges (DSC) to Front End Load (FEL).
DOWNLOADLimited Trading Authorization (LTA)
This form authorizes the advisor to give instructions received from the client to Fund Companies.
DOWNLOADFundEX Conversion of Units
This form authorizes the conversion of maximum allowable units with no sales charges from Deferred Sales Charges (DSC) to Front End Load (FEL).
DOWNLOADSystem Instruction Form
This form is used to set up or change a Pre-Authorized Contribution (PAC) for RESP’s and RRSP’s or Systematic Withdrawal Plans (SWP) for LIF’S and RRIF’s.
DOWNLOADDual Occupation Disclosure
Acknowledgment for Life & Disability, GIC or Tax Return preparation services and disclosure of other/outside business relationships.
DOWNLOADWithdrawal of Assets Disclosure
Understanding tax liability and implications of withdrawals from Registered Plans.
DOWNLOAD
