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Financial Forms

For your convenience we have provided Financial forms that may be downloaded, completed and returned to our office for processing. Please feel free to contact us for assistance with completion.

Know Your Client Update Form

This form is used annually to update and verify all your personal information

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MFC Processing Instruction Form

This form authorizes Mackenzie Financial to convert maximum allowable units with no sales charges from Deferred Sales Charges (DSC) to Front End Load (FEL)

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Limited Trading Authorization (LTA)

This form authorizes the advisor to give instructions received from the client to Fund Companies

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FundEX Conversion of Units

This form authorizes the conversion of maximum allowable units with no sales charges from Deferred Sales Charges (DSC) to Front End Load (FEL)

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Order Entry

This form is used for purchases, redemptions and switch requests

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System Instruction Form

This form is used to set up or change a Pre-Authorized Contribution (PAC) for RESP’s and RRSP’s or Systematic Withdrawal Plans (SWP) for LIF’S and RRIF’s

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Dual Occupation Disclosure

Acknowledgment for Life & Disability, GIC or Tax Return preparation services and disclosure of other/outside business relationships

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Withdrawal of Assets Disclosure

Understanding tax liability and implications of withdrawals from Registered Plans

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